Thursday, March 21, 2013

ISRO an Institution of Excellence


Nurturing Excellence: Indian Space Research Organization
T. V. Rao

I went to take a session with ISRO Scientists and Engineers yesterday. It was a 3 hour session. The topic was “Nurturing Organizational Culture & Life Long Learning”. The program was on “Technology Management”.  There were 28 Scientists and Engineers who are also Group Heads from all over the Country. Pradip Khandwalla took a session the day before on Creative Organizations.
Before I began my session I made an observation that their three day program is filled  with all soft inputs like creativity, stress management, culture and the like and very little of Technology. They said that they know enough about technology but wanted to know more about how to manage.  
I began my session by asking them about what they are proud of about their own culture at ISRO. There was a near unanimous response from 28of them who are group Heads from all over the country. They said that “openness” where everyone is free to express their ideas, views and opinions characterises the culture of ISRO. In addition they said there is ample freedom to experiment; focussed working as everyone has clarity of what one is pursuing and highly goal directed; commitment to work and they all enjoy what they do as they are working for a larger cause.  They went on to say that ISRO culture is characterised by an extraordinary team work- everyone works for group goals and not individual goals. There is some differentiation in designations but if you are good and talented you can choose and make your own growth path. ISRO is as good as a hierarchy-less organization as promotion of one scientists does not depend on the promotion of another as there are no fixed posts and every one can pursue his own career as scientist or engineer, and every one of them has certain amount of autonomy and freedom to experiment, and there is no bureaucracy.etc though there are norms and strict rules. They also said they have their own culture of recruitment of competent people as they frame their own recruitment norms and policies. They said that have around 18,000 staff all over the country. It was amazing how such a large government organization can have such a culture of excellence.
It appeared almost like the culture at IIMA about which we are all so proud of. I shared with them my own experience at IIMA when I joined IIMA in 1973 how I found it was hierarchy less with every one being addressed by first name, every Professor having the same size room irrespective of their designation, and every one being addressed as Professor and no distinction between a Professor and an Assistant Professor which enabled faculty to focus on their work rather than get into politics of promotion and every one ahs freedom to chose the courses you want to develop, the research you like to pursue etc. I could see the stamp of Dr Vikram Sarabhai all over in the 30 minutes of their narration of the ISRO culture.
I remembered Ravi Matthai speaking all the time in his discourses with various educationists about how Dr. Sarabhai made sure that IIMA is kept away from an Act of Parliament to enable the Institute create a culture of excellence. He wanted IIMA to be a hierarchy less organization with no fixed number of posts of Lecturers and Readers and Professors like in the IITs, and how he wanted that everyone should have enough autonomy and freedom to pursue their own research and teaching interests in Management etc.  Though by nature these are two different types of organizations both being governed by their respective Ministries’ have Dr. Vikram Sarabhai stamp in their culture that continues to nurture excellence.
I don’t understand why the current Government wants to disturb this culture of excellence at IIMs by a Bill to give them Degree Granting status. They may be getting degree Granting status but it is likely to create Degree granting Institutions rather than Institutions of Excellence. I wish the bill gives only Degree granting status but without disturbing anything else or creating any new structures that kill excellence!.

Tuesday, March 5, 2013

IIMA Society


IIMA Society and its Presence on the Board of IIMA
T. V. Rao

IIMA is Registered Society under the Societies Registration Act (1860 Bombay Societies Registration Act). It has membership of over a hundred members. Most of them are from in and around Ahmedabad, a few PSUs, and Banks and a few from the Tatas, Murugappa Group, TVS, HUL, Bajaj, Mahindra, and the like. It is represented in the Board of IIMA by four of its members who are elected once in two years. Recently the Society’s memorandum got changed where the term has been extended from two to three years with a restriction that elected members could serve a maximum of three terms of three years each.
IIMA Society membership consists of Donors (corporate or individuals), any individual who donates Rs 15 lakhs and any corporate that donates Rs 50 Lakhs can become a member. Corporations are represented by the representatives they chose and individuals are registered as individuals. For former faculty and Alumni the individual Donation is 50% of the others (i.e. Rs 7.5 Lakhs). After I left IIMA in 1994 after getting my 20 years of service medal I always cherished the desire to be on the IIMA Society. At that time the membership fee was around Rs 25,000 if I recollect correct. However I went on delaying and finally joined about five years ago when they introduced the new category of membership. When I became a member it is just with the feeling that on the convocation day there should be enough Society Members present during the Convocation to say “Yes” on the stage when the Chair asks for approval of the Society for graduating the students. I used to feel bad to see hardly three or four members of the Society on the Convocation dais at that auspicious time.
Since the time I joined I used to feel bad about the thin attendance in the IIMA Society meetings. My feelings are due to the way we had run National HRD Network and the Academy of HRD where we used to make sure of a good attendance for the AGM and other auspicious occasions. It was not gelling with me that a place like IIMA should have such low attendance in its society meetings.
I also explained to the Director a couple of times that if we make effort and get 100 members from the Alumni we will have added to the corpus  5 crores (at that time the Donation was Rs 5 lakhs for Alumni and Rs 10 lakhs for others) and we get 500 it would be 25 crores. If we get corporations about 100 of them we would add about 50 crores to the corpus and 100 then 500 crores. It is not too difficult for the Institute to get about 500 to 1000 alumni and another 100 corporate if we make a sincere effort. However other priorities made the Institute and its Board not pay attention to this. They appointed a Committee which hardly added any members in the last two years.  
During last elections of its representatives on the Board Praful Anubhai a long term associate and Society member of the Institute encouraged me to volunteer to be on the Board. He proposed my name and Prof. S C Bhatnagar another Ex-faculty on the IIMA Society seconded my name. I was informed that it by convention IIMA Society presented unanimous choice. I decided to with draw if there are enough candidates who are likely to get unanimity. However I wanted to make sure any of them elected will do a good job on the Board. I wrote the following letter to all the members of IIMA Society.:
On February 23, 201.
Dear Fellow Member of the IIMA Society:
Sub: Seeking you active involvement in the IIMA Society

I am a new member of the IIMA Society, since last two years.
I have been associated with IIMA since 1973 as a full time Professor until 1994. I had the privilege of working with Ravi J Matthai very closely and along with Ravi I was one of those instrumental in starting the education systems group at IIMA and also worked on various Institution building issues. As some of you may know I have founded the National HRD Network which now has its presence in 40 cities and about 8000 members. I left IIMA in 1994 after completing 20 years and started the Academy of HRD and subsequently TVRLS. Both these are progressing well as Societies registered in Gujarat. In the last two years I found that very few members of the society take active role in the affairs of IIMA.  Their attendance at the meetings is rather poor
 
I am writing this to seek your active involvement in IIMA Society affairs. As you all know IIMA has always had the distinction of the top level Management Institute in India and got worldwide recognition. Over a dozen of their former/current faculty and alumni are Padma awardees including Padma Vibhushan. Top Management Guru’s like late Dr. C. K Prahalad, V Govindarajan and many others who are getting recognition are faculty/alumni of this institute. Recently IIMA was ranked as No. 11 by Financial Times globally and surpassed many other Management schools based in the USA and Europe. This is the Golden Jubilee year of IIMA.
Inspired by the success of Management schools like the IIMA, B, and C, and to cater to the need growing need for quality management education, the Ministry of HRD has decided to start a number of other IIMs in India. This is a welcome move.  However sometimes with good intentions and given the system as it is, the MOHRD may make the mistake of treating IIMA in same way as the other new IIMs. Understandably government would want to exercise more control on the new IIMs as largely Govt. funds them and may want to treat all IIMs equally, so as to be seen as equitable and not favouring any one. They may not always subscribe to the philosophy of management that “the best way to create inequality is by treating everyone equally”.  There is a move to down size the Boards and also down size the Society membership etc. While this may be applicable to other IIMs the character and origins of IIMA are different. IIMA Society is a Society of donors and it has 50 years of tradition and culture nurtured by people like Dr Vikram Sarabhai and Ravi J Matthai and various Chairmen like Dr. Prakash Tandon, Mr. Kirloskar, Keshub Mahindra, Dr. V Krishnamurthy, IG Patel, Narayana Murthy etc. 
We need strong people on the Board who can spare time and also when necessary work with the MOHRD and convince them and enable IIMA to retain its leadership position and autonomy.
There are seven candidates who expressed their interest to represent the society on the Board. I have written to each one of them requesting assurance from them to do the following:
1. Should commit sufficient time and at least eight days in a year (for about four Board meetings) for attending Board meetings and guiding the Institute.
2. Work with the Ministry of HRD and convince them to recognise the value of IIMA’s culture, and ensure autonomy and academic freedom for IIMA like in the past and support it.
3. Mobilise funds for IIMA to enable it to continue to have its financial independence.
4.  Be willing to link up periodically with the other society members, expand the society membership
5.  Be willing to interact with faculty and other stake holders and provide some amount of continuity and linkages between the Institute and the environment at the same time help the Institute to change to make it into the next orbit of success.
In response to my note six of the seven contestants have agreed. Though I have indicated my interest to also to represent the Society on the Board, since six out of the seven are established business leaders and have assured that they will play the above mentioned role, I have withdrawn my own candidature from contesting elections.
As this is an important decision I request all the Society members to participate actively in making the right choice of the candidate to represent us on the Board. I also request the Society members to take active part in the affairs of the IIMA Society and make it a vibrant Society in taking IIMA to new heights. I have requested the Director IIMA to identify one of the Board members to liaise with the other Society members and enable them to play an active role. The Director IIMA, Prof. Barua has already indicated his desire to have an annual or bi-annual Conference of the IIMA Society members.
I thank you for your time and hope we will have more involvement from your side.
Warm Regards
T. V. Rao,
Member, IIMA Society and Chairman TVRLS, Founder and First President National HRD Network and First Honorary Director, AHRD
E mail: tvrao@tvrao.com

Four members were elected on to the Board two from Ahmedabad (Sanjay Lalbhai, CMD Arvind and Chintan Parikh, CMD Ashima) and two from Mumbai (Hasit Joshipura, VP, JSK and Ashank Desai, Chairman Mastek). The two from Mumbai are alumni and business men or Professional managers from the Corporate Donor category and not individual alumni category. From the individuals there are only four of us- two former professors (‘PROF. S. C. Bhatnagar and T V Rao) and two alumni (Varun Arya and Pramod Agarwal). Three of them I am not sure when they have become Board members for the third time. In the mean time as per the Society’s new MOI those completing three terms may have been required not to seek election. However the Chairman got legal advice and clarified that they could contest as per the new MOI since they have not completed nine years or three years of three terms. However I personally felt that they should retire to make way for others. However it is their choice. They may be wanting to provide continuity on some of the things they were involved in the Board.
This time I again offered myself as I thought that not much has happened in terms of the assurances given by the elected members on the Board. I also felt the Board is constantly changing and needs thoughts and experience sharing on the Institute’s culture from senior faculty like me. I volunteered again. All the four members who were elected last time decided to seek re-election, the contest was inevitable.  I even wrote to all the four requesting them to think carefully about the extent to which they have been able to fulfil their commitment made during the last elections. They have made the assurance to me as an individual and not to the Board or to the Society, so they are not required to respond to any one. However I expected them to respond. To my disappointment they did not. I also appealed to the members to give chance for other Society members to serve the Institute. They did not respond. Hence I decided not to with draw this time. In the final contest there are Four Business men and Four Alumni (One ex-faculty, two professional Managers who are also IIMA Alumni, and Four Business one of whom is again IIMA alumnus). I started looking at the Society members and started contacting as many as possible explaining the reasons for my getting into the fray. I am happy that a few of the Society members on their own started calling me offering their support and good wishes.
I never contested any election in my entire life. I was one of the lucky ones to be either invited. I have at times when I started bodies like NHRDN even self declared President. It is not my nature to contest. However I started working for it. I have one important agenda: To get as many IIMA Society members as possible to attend the Convocation and the AGM and take active part and also to expand the base of the IIMA Society. I believe that a strong Society makes a stronger Institution. I also believe that IIMA Society should be different. It has some excellent members like Reliance, L&T, The Lalbhais, Sarabhais, Mafatlals, Jyoti, Escorts, and Murugappa group, TVS, M&M, PSU CMDS (EIL, BHEL, STC, LIC, New India, and MECON) and the like Waghbakri, GSFC, Citibank, HUL, Tata Group etc. It needs to activate and IIMA should expand its base. There should be as many as a hundred to five hindered alumni who will come during the convocation perhaps by turn and make it a great day. The convocation should become a great day of activity. They should participate in taking their Alma matter forward in nurturing excellence and make IIMA “THE BEST” in the world.
Irrespective of whether I win or not IIMA Society should become vibrant. MHRD should look at the IIMA Society with pride and say that MHRD continues to support its Institutions to strive for excellence and may even make a special provision in the Bill for Institutions like IIMA to have its own Societies to govern themselves.

Friday, March 1, 2013

IIMs: Director's Role is Complex


Director’s Job is Complex
T. V. Rao
Directors of any educational Institution have a complex role to play. Some times when I think of it, it is even scaring. In modern times it requires a superhuman being to be able to play the role very successfully. No doubt there are a few good examples but most people end up as average or even below average Directors. Normally it a couple of years after the new Director is appointed the previous one starts looking better. Most Directors get to be known as biased, have their own coterie, insensitive to faculty and students' needs and even competing sometimes with faculty to be seen as popular among one constituent or the other (Students, or staff or the Board of Management or local leaders, parents, government etc.). It is not their fault. The role requires management of different constituents or stake holders.: The Faculty, Staff, Students, Alumni, Management Committee where there is one including the owners and investors who have invested their money and effort, Parents, Community around them, local government authorities (including municipal corporation, income tax, service tax, other civic service providers, local professional bodies and industry etc.), new donors or potential donors etc. The Director cannot do justice to all this and to do this he/she should be a good delegator and should know how to sue different constituents appropriately. He should be able to sue his administrative staff deal with and utilise the local government and community for the good of the Institution. The most critical among the roles of the Director in my view include vision and direction setting and inspiring all constituents with the same; effective administration of the Institution and mainly the support systems with the help of the staff; inspiring, developing and managing faculty; utilising and managing the Board or the Management Committee including the owners, donors,  and investors; and linkages with the authorities that manage the education systems in the local or central government (AICTE, Sate or Central Government authorities etc. for accreditation and other matters.). Over focussing on some of these roles and under focusing on the others may lead to issues and problems. For example setting HR policies for staff or faculty without sensitivity to their needs, preferences and priorities may result in unrest visible or invisible and may have disastrous consequences. Similarly inability to sue Alumni resources and Board resources may be missing the boat. When I was Honorary Director of the Academy of HRD I have taken the help of many Board members to support the AHRD financially and was able to manage a good degree of funds through membership and Chairs. However I failed to sue a highly resourceful person on the Board the Chairman himself who donated land to the Institute.   It is with regret I look back how I and subsequent Directors did not cultivate the Chairman and use his popularity as well as services. In the five years of its existence in the same city of Hyderabad the Chairman never visited the Institution. In the beginning I used to think that he did not have interest. It is only latter I started getting the insight that we could not create opportunities for him to visit. Every Chairman who donates his time, money and effort would like to get something in return. The least that they expect is a good name or a great acknowledgement of their contribution. There could have been many forms of doing this but by failing to do this we lost a great opportunity of using the richness of the Chairman of AHRD. It is mainly the Director who has to be held responsible for this missed opportunity which will never come again.
Similarly Alumni of well established Institutions are a great source of strength. They need to be cultivated. Quite unlike the West Indian Alumni don’t always donate liberally to enable the Institution to manage itself financially. There are exceptions. However, most Alumni are more than willing to give their time, guidance and effort in other forms to support their Institution. Appropriate strategies need to be made. The Director may not be able to do it alone but take the help of other Faculty. In the ultimate analysis the Alumni do expect the Director to be present and continuously be with them to encourage and acknowledge their contributions. This is an important role he has to play with the faculty.
The most critical role is with the faculty. They are all knowledge workers and hence like to be heard. They like a Director who listens to them, empathetic, transparent, communicates, honours commitments, and supports them without biases in their teaching, research, administration and dissemination work. His style plays a significant role in managing faculty. Faculty are very sensitive to the moods, statements and actions of the Director. He is watched all the time and judged also. It is a tight rope walk. Information gets shared among the faculty and sometimes selectively. No one reports all the conversation he had with the Director when he or she visits him for an approval or discussion of any grievance. IIMA Director Samuel Paul used to have a small saying displayed on his table: “There are three sides to every story: Yours, Mine and The Facts”.  This is so true what get known is one side always and not even the two sides. Thus Director has to be extremely sensitive in saying what he says as it could be presented differently and rumours started. If he is transparent and communicative the scope for such distortions gets reduced. Hence it is very important that the Director should be open and communicative.
In addition setting a personal example is always an important one.  Only yesterday I was told an interesting incident of one of the Chief Ministers of Gujarat. When he appointed a Deputy Chief Minister the Dy CM wanted that he should be given a red light car like the one the CM had. As there was no rule permitting the Dy CM to have such car, it needed the permission of the CM. A note was put up and the CM write on the note withdrawing his own red-light car and permitting any Minister interested in having a red light car to be free to have it. Apparently when the order was issued no other Minister asked for it.” One of the Directors of IIMA used to travel by his car from Residence to office which a few hundred yards of distance. As no other Faculty were doing this, he also started walking every day. This has got him to meet other faculty and feel one among them. To develop the feeling of one among the equals is a highly desirable quality. If the Director is coercive or critical to faculty or not available to faculty or staff it sets a whole lot of dynamics among them and vitiates the academic climate.
Normally I have observed how so ever good a Director may be his ratings with the faculty decline as the time passes. This is because every year there will a few added to his hate list- not those whom he hates but those who hate him or critical of him. One faculty or staff whose requests are not granted or who ahs been treated with slight neglect becomes a rival. Thus all Directors like the HRD Department in a corporation run the risk of creating enemies from within. Hence the competence of interpersonal sensitivity and tact become essential. Ravi Matthai used to be known for this. He used to use every evening to reflect on the transactions he had with every single faculty and other visitors, evaluate himself and take necessary steps make everyone involved and inspired. Even if he had to disagree he would give long enough explanation. Often the explanation was good enough to get the other party to retrieve. Like once I am told when the Senior faculty expressed their unhappiness over only Juniors being sent to Harvard to do their Doctorates, and a team of faculty went to meet him, he sent them back smiling without granting their wish. He apparently told them that as senior faculty they should go and teach at Harvard rather than go there as students.
This kind of interpersonal sensitivity is difficult to get. It plays a critical role in managing the most important constituent of the Institution.  A good way of ensuring these qualities and effective management of an Institution is by seeking 360 Degree Feedback once a year from all possible constituents. This needs a specially created tool for the same. However in my experience I am yet to see a Head of an Institution to seek such 360 Degree Feedback.
I have summarised in the enclosed appendix the Roles and qualities of the Director of an Institution particularly with reference to IIMA when the Search for the New Director was set in motion 2012.

Roles and Activities:
1.       Articulating or developing vision for the Institute along with Faculty and other stakeholders and driving the institute towards the same.
2.       Maintaining Excellence and improving on the standing of the institute locally, nationally, and globally in terms of education, research and innovative management theories and practices. This can be done through orchestrating various processes in the institute and working very closely with faculty. Identifying their talent, projecting their talent and creating opportunities of them to make an impact.
3.       Balancing traditions and at the same time initiating and managing change with stake holder involvement.
4.       Protecting the faculty autonomy and maintaining peer culture and ensuring technological, financial and administrative support available on a continuing basis for faculty to work.
5.       Mobilising and managing finances and financial autonomy of the Institute by liaising well with the Industry, Government, Global institutions, other business schools, Board, Society at large,
6.       Inspiring and developing faculty to do excellent work- ensuring balance of teaching, research and dissemination.
7.       Ensuring safe, and motivating environment in the campus- infrastructure, technological support,  facilities management etc
8.       Respecting faculty for their work and projecting them to the outside world and ensuring that the outside world uses faculty resources for mutual benefit.
9.       Seeking 360 Degree Feedback, sharing results and showing change.
10.   Faculty recruitment and Development- investing time and effort on the same.
Qualities:
1.       Communication skills- willingness to communicate and use communication to t=enthuse and motivate faculty, staff and visitors,, tact and articulation and presentation skills
2.       Respect for faculty and staff – ability to trust them and engage them to be accountable
3.       Respect for systems and processes
4.       Openness to ideas – including willingness to receive feedback and criticism and reflect on it
5.       Willingness to change impressions and not carrying biases about faculty and staff
6.       Networking skills- network with various agents and agencies and sue the same for the benefit of the Institute
7.       Resource mobilisation- funds, faculty and other resources
8.       Empowering attitude
9.       Transparency
10.   Time management (his term is only 1825 days and approximately 20,000 hours).
11.   Credibility, character and values are the most critical things. Credibility may be gained on a continuous basis by his own actions and exemplary conduct.

Directors Job is Complex. I have written this article also for everyone to reflect that it is difficult to get a person who is next to God to head an Institution. The Directors or Heads of Institutions should have or at least try to cultivate as many of these qualities as they can to manage the Institution. If for some reason some of them are lacking in the Director, the faculty and other constituents (the Board) may need to plan and work out mechanisms for creating the circumstances that take care of what is lacking rather than spending all the time of tenure of the Head criticizing and cribbing. I don’t know if this is a distant dream but can we make this happen by thinking about “How to manage your own Director?”